Adam Straseske serves as the Compliance Director at NFA, where he focuses on developing, implementing, and enhancing compliance programs that empower financial advisors to run efficient, risk-mitigated practices. Since joining NFA in 2008, Adam has played a pivotal role in creating systems and solutions that align with industry regulations while supporting business productivity, financial planning, and advisor-client success.

Adam holds a Bachelor’s degree in Finance and is a Chartered Market Technician (CMT). With over two decades in the financial services industry (since 1999), he brings a deep understanding of investment portfolio management, fiduciary financial advising, and compliance and risk management. His approach is centered on enhancing advisor effectiveness while safeguarding clients, firms, and the industry at large.

Adam was drawn to NFA for its freedom and core values, and he continues to be inspired by the firm’s mission to grow through integrity, innovation, and client-first service. He contributes to the culture by approaching every initiative with gratitude, empathy, and a commitment to continual improvement.

Motivated by responsibility and growth, Adam finds fulfillment in refining processes and exploring new ways to leverage compliance systems for long-term advisor success. He believes deeply in the power of mindset and reflection, guided by quotes such as: “What I am looking for is not out there, it is in me.” – Helen Keller.

Outside of work, Adam enjoys just about anything involving water, reflecting his calm yet driven nature. Known for his supportive attitude, he often says, “If you would like help… just ask.” As NFA continues to evolve, Adam remains focused on helping advisors navigate the complexities of financial regulation with confidence and clarity.